SEC Form 4 · accession 0001628280-17-011956
DLH Holdings Corp. · DLHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathryn M. JohnBull
Officer — Chief Financial Officer
Period of report
Nov 29, 2017
Accepted (ET)
Dec 1, 2017 · 3:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785557
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $6.46 | Nov 29, 2017 | A | 27,500 | A | Nov 29, 2017 | Nov 29, 2027 | Common Stock | 27,500 | 27,500 | D |
Explanation of responses
- F1Notes: 1. This is an award of common stock purchase options under the Company's 2016 Omnibus Equity Incentive Plan. The options will vest and become exercisable upon the satisfaction of certain vesting conditions.