SEC Form 4 · accession 0001628280-17-000103
DLH Holdings Corp. · DLHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Helene Loraine Fisher
Officer — President, Danya International
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785557
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF1 | $5.79 | Jan 3, 2017 | A | 250,000 | A | — | Jan 3, 2027 | Common Stock | 250,000 | 250,000 | D |
Explanation of responses
- F1This is an award of common stock purchase options under the Company's 2016 Omnibus Equity Incentive Plan. Of the options reported above, options to purchase 50,000 shares will vest on January 3, 2018 and the remainder will vest upon the satisfaction of certain vesting conditions.