SEC Form 4 · accession 0000785557-15-000052
DLH Holdings Corp. · DLHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Wilson
Officer — President, DLH Solutions
Period of report
Dec 28, 2015
Accepted (ET)
Dec 30, 2015 · 1:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 28, 2015 | M | 100,000 | $1.23 | A | 211,020 | D | |
| Common Stock | Dec 28, 2015 | F | 33,607 | $3.66 | D | 177,413 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $1.23 | Dec 28, 2015 | M | 100,000 | D | Oct 1, 2013 | Oct 1, 2023 | Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1Employee Stock Option (right to buy).