SEC Form 4 · accession 0001127602-17-000355
Encompass Health Corp · EHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay Grinney
Officer — Pres & Chief Executive Officer · Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 3, 2017 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Healthsouth Common StockF1 | Dec 31, 2016 | F | 13,598 | $41.24 | D | 1,262,084 | D | |
| Healthsouth Common Stock | Dec 31, 2016 | D | 30,317 | $0.00 | D | 1,231,767 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $31.97 | Dec 31, 2016 | D | 4,869 | D | Feb 24, 2015 | Feb 24, 2024 | Healthsouth Common Stock | 4,869 | 82,774 | D |
| Non-qualified Stock Option (Right to Buy)F4 | $43.14 | Dec 31, 2016 | D | 29,627 | D | Mar 3, 2016 | Mar 3, 2025 | Healthsouth Common Stock | 29,627 | 41,478 | D |
| Non-qualified Stock Option (Right to Buy)F5 | $34.99 | Dec 31, 2016 | D | 67,326 | D | Feb 26, 2017 | Feb 26, 2026 | Healthsouth Common Stock | 67,326 | 25,895 | D |
Explanation of responses
- F1These shares were withheld or surrendered to pay the insider's tax withholding obligations incurred in connection with the vesting of the related restricted stock.
- F2Forfeiture upon termination of employment pursuant to the terms of the associated award agreement.
- F3The option was exercisable in annual installments over a three-year period, at the rate of 33.3% per year commencing February 24, 2015.
- F4The option was exercisable in annual installments over a three-year period, at the rate of 33.3% per year commencing March 3, 2016.
- F5The option was exercisable in annual installments over a three-year period, at the rate of 33.3% per year commencing February 26, 2017.