SEC Form 4 · accession 0000784199-19-000071
ARTIVION, INC. · AORT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amy Horton
Officer — VP, Chief Accounting Officer
Period of report
Mar 6, 2019
Accepted (ET)
Mar 8, 2019 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000784199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2019 | M | 6,666 | $6.12 | A | 103,713 | D | |
| Common StockF1 | Mar 6, 2019 | S | 6,666 | $29.1477 | D | 97,047 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $6.12 | Mar 6, 2019 | M | 6,666 | D | Feb 15, 2014 | Feb 15, 2020 | Common Stock | 6,666 | 0 | D |
Explanation of responses
- F1Reflects weighted average price. Range was between $29.10 - $25.19. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
- F2Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/15/2014