SEC Form 4 · accession 0000784199-19-000058
ARTIVION, INC. · AORT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Ashley Lee
Officer — Executive VP, COO & CFO
Period of report
Mar 5, 2019
Accepted (ET)
Mar 7, 2019 · 9:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000784199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2019 | A | 5,908 | $0.00 | A | 278,469 | D | |
| Common Stock | holding | — | — | — | 6,500 | I | *Indirect shares owned by Spouse (5,000) and minor children (1,500) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $29.62 | Mar 5, 2019 | A | 15,257 | A | Mar 5, 2020 | Mar 5, 2026 | Common Stock | 15,257 | 15,257 | D |
Explanation of responses
- F1Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.
- F2Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.