SEC Form 4 · accession 0000784199-19-000048
ARTIVION, INC. · AORT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Simpson
Officer — SVP, Regulatory Affairs and QA
Period of report
Mar 5, 2019
Accepted (ET)
Mar 7, 2019 · 9:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000784199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2019 | A | 4,501 | $0.00 | A | 15,523 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $29.62 | Mar 5, 2019 | A | 11,625 | A | Mar 5, 2020 | Mar 5, 2026 | Common Stock | 11,625 | 11,625 | D |
Explanation of responses
- F1Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.
- F2Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.