SEC Form 4 · accession 0000784199-18-000191
ARTIVION, INC. · AORT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Davis
Officer — Senior VP, Global Sales
Period of report
Sep 18, 2018
Accepted (ET)
Sep 20, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000784199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 18, 2018 | M | 3,333 | $9.64 | A | 52,564 | D | |
| Common StockF2 | Sep 18, 2018 | S | 3,333 | $33.8563 | D | 49,231 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $9.64 | Sep 18, 2018 | M | 3,333 | D | Sep 10, 2016 | Sep 10, 2022 | Common Stock | 3,333 | 0 | D |
Explanation of responses
- F1The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 8, 2017.
- F2Reflects the avg weighted price of $33.8563 that the shares were sold. The prices ranged from $33.70 - $33.90. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price
- F3Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 9/10/2016.