SEC Form 4 · accession 0000784199-18-000161
ARTIVION, INC. · AORT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean F Holloway
Officer — VP, General Counsel
Period of report
Aug 10, 2018
Accepted (ET)
Aug 13, 2018 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000784199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2018 | M | 1,500 | $10.28 | A | 60,235 | D | |
| Common StockF2 | Aug 10, 2018 | S | 1,500 | $33.50 | D | 58,735 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $10.28 | Aug 10, 2018 | M | 1,500 | D | Apr 1, 2016 | Apr 1, 2022 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 14, 2018.
- F2Reflects the price of $33.50 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price
- F3Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 4/1/2016