SEC Form 4 · accession 0000784199-18-000155
ARTIVION, INC. · AORT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Mackin
Officer — President & CEO
Period of report
Aug 7, 2018
Accepted (ET)
Aug 9, 2018 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000784199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 9, 2018 | J | 30,522 | $0.00 | D | 320,573 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.00 | Aug 9, 2018 | J | 204,266 | D | Sep 2, 2015 | Sep 2, 2021 | Common Stock | 204,266 | 166,265 | D |
| Stock Option (Right to Buy)F1 | $0.00 | Aug 9, 2018 | J | 42,552 | D | Feb 19, 2016 | Feb 19, 2022 | Common Stock | 42,552 | 42,553 | D |
| Stock Option (Right to Buy)F1 | $0.00 | Aug 9, 2018 | J | 54,123 | D | Feb 19, 2017 | Feb 19, 2023 | Common Stock | 54,123 | 65,549 | D |
| Stock Option (Right to Buy)F1 | $0.00 | Aug 9, 2018 | J | 28,412 | D | Feb 21, 2018 | Feb 21, 2024 | Common Stock | 28,412 | 59,225 | D |
| Stock Option (Right to Buy)F1 | $0.00 | Aug 7, 2018 | J | 1,947 | D | Mar 12, 2019 | Mar 12, 2025 | Common Stock | 1,947 | 75,615 | D |
Explanation of responses
- F1Shares were transferred to ex-wife pursuant to divorce decree.