SEC Form 4 · accession 0000784199-18-000145
ARTIVION, INC. · AORT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M McDermid
Officer — SVP, CHRO
Period of report
Jun 30, 2018
Accepted (ET)
Jul 10, 2018 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000784199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2018 | M | 1,179 | $16.235 | A | 22,518 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ESPP | $16.235 | Jan 1, 2018 | A | 1,179 | A | Jun 30, 2018 | Jun 30, 2018 | Common Stock | 1,179 | 1,179 | D |
| ESPP | $16.235 | Jun 30, 2018 | M | 1,179 | D | Jun 30, 2018 | Jun 30, 2018 | Common Stock | 1,179 | 0 | D |
Explanation of responses
- F1These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.