SEC Form 5 · accession 0000784199-18-000006
ARTIVION, INC. · AORT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M McDermid
Officer — SVP, CHRO
Period of report
Dec 31, 2017
Accepted (ET)
Jan 25, 2018 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000784199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2017 | M | 821 | $16.2775 | A | 10,497 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $16.2775 | Dec 31, 2017 | A | 821 | A | Dec 31, 2017 | Dec 31, 2017 | Common Stock | 821 | 821 | D |
| Stock Option (Right to Buy) | $16.2775 | Dec 31, 2017 | M | 821 | D | Dec 31, 2017 | Dec 31, 2017 | Common Stock | 821 | 0 | D |
Explanation of responses
- F1These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.