SEC Form 4 · accession 0000784199-17-000084
ARTIVION, INC. · AORT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Mackin
Officer — President & CEO
Period of report
Sep 5, 2017
Accepted (ET)
Sep 6, 2017 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000784199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Sep 5, 2017 | S | 43,050 | $22.092 | D | 398,399 | D | |
| Common StockF1,F2,F4 | Sep 6, 2017 | S | 81,950 | $21.9729 | D | 316,449 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold upon the vesting of performance stock units to pay tax withholding obligations.
- F2The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 27, 2017.
- F3Reflects weighted average price. Range of prices were between $21.85 to $22.45. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Reflects weighted average price. Range of prices were between $21.90 to $22.10. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.