SEC Form 4 · accession 0000784199-17-000065
ARTIVION, INC. · AORT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amy Horton
Officer — VP, Chief Accounting Officer
Period of report
Jun 27, 2017
Accepted (ET)
Jun 29, 2017 · 9:19 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000784199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 27, 2017 | M | 18,667 | $5.12 | A | 112,282 | D | |
| Common Stock | Jun 27, 2017 | S | 9,577 | $20.00 | D | 102,705 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $5.12 | Jun 27, 2017 | M | 18,667 | D | Feb 23, 2012 | Feb 23, 2018 | Common Stock | 18,667 | 0 | D |
Explanation of responses
- F1The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017.
- F2Stock option vested 33 1/3% per year beginning on the first anniversary of the grant date (February 23, 2012).