SEC Form 4 · accession 0000784199-17-000031
ARTIVION, INC. · AORT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott B Capps
Officer — VP, Clinical Research
Period of report
Feb 26, 2017
Accepted (ET)
Feb 28, 2017 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000784199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2017 | F | 3,335 | $17.25 | D | 114,059 | D | |
| Common StockF2 | Feb 26, 2017 | F | 417 | $17.25 | D | 113,642 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.
- F2These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.