SEC Form 4 · accession 0000784199-17-000029
ARTIVION, INC. · AORT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Ashley Lee
Officer — Executive VP, COO & CFO
Period of report
Feb 26, 2017
Accepted (ET)
Feb 28, 2017 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000784199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2017 | F | 5,559 | $17.25 | D | 291,884 | D | |
| Common StockF2 | Feb 26, 2017 | F | 695 | $17.25 | D | 291,149 | D | |
| Common Stock | holding | — | — | — | 5,000 | I | Shares owned by spouse | |
| Common Stock | holding | — | — | — | 1,500 | I | Shares owned by children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.
- F2These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.