SEC Form 4 · accession 0000784199-16-000275
ARTIVION, INC. · AORT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amy Horton
Officer — VP, Chief Accounting Officer
Period of report
Jul 26, 2016
Accepted (ET)
Jul 28, 2016 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000784199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 26, 2016 | M | 10,000 | $7.01 | A | 95,322 | D | |
| Common Stock | Jul 26, 2016 | F | 6,774 | $14.00 | D | 88,548 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $7.01 | Jul 26, 2016 | M | 10,000 | A | Feb 22, 2011 | Feb 22, 2017 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 17, 2016.
- F2Stock option vested 33 1/3% per year beginning on the first anniversary of the grant date (February 22, 2010).