SEC Form 4 · accession 0000784199-16-000227
ARTIVION, INC. · AORT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Gale
Officer — VP, Research & Development
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000784199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 26, 2016 | F | 416 | $10.54 | D | 71,606 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.
- F2In a Form 4 filed on November 12, 2013, Reporting Person under reported the total number of shares beneficially owned by a de minimus number of shares. As a result, such shares were not reflected in the post-transaction amounts in column 5 of that and all subsequent Forms 4. Beneficially owned shares are hereby updated in column 5 on this Form 4 to include such previously-omitted shares.