SEC Form 4/A · accession 0000784199-16-000219
ARTIVION, INC. · AORT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David C Gale
Officer — VP, Research & Development
Period of report
Nov 8, 2013
Accepted (ET)
Mar 1, 2016 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000784199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 8, 2013 | F | 100 | $9.90 | D | 36,199 | D | |
| Common StockF2 | Nov 11, 2013 | S | 150 | $9.97 | D | 36,049 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.
- F2This Form 4/A amends the Form 4 filing dated November 12, 2013 to report the proper amount of the total number of shares beneficially owned in Table I.