SEC Form 4 · accession 0000784199-16-000213
ARTIVION, INC. · AORT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Robert Matthews
Officer — Senior VP, Operations, Quality
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000784199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2016 | A | 9,314 | $10.24 | A | 17,814 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $10.24 | Feb 19, 2016 | A | 26,236 | A | Feb 19, 2017 | Feb 19, 2022 | Common Stock | 26,236 | 26,236 | D |
Explanation of responses
- F1Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.
- F2Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.