SEC Form 4 · accession 0000784199-16-000195
ARTIVION, INC. · AORT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amy Horton
Officer — VP, Chief Accounting Officer
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000784199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2016 | M | 9,000 | $4.83 | A | 77,192 | D | |
| Common Stock | Feb 17, 2016 | F | 4,261 | $10.20 | D | 72,931 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $4.83 | Feb 17, 2016 | M | 9,000 | D | Feb 23, 2010 | Feb 23, 2016 | Common Stock | 9,000 | 9,000 | D |
Explanation of responses
- F1Stock option vested 33 1/3% per year beginning on the first anniversary of the grant date (February 23, 2009).