SEC Form 4 · accession 0000784199-16-000189
ARTIVION, INC. · AORT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Ashley Lee
Officer — Executive VP, COO & CFO
Period of report
Feb 12, 2016
Accepted (ET)
Feb 16, 2016 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000784199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2016 | F | 1,615 | $9.06 | D | 241,854 | D | |
| Common StockF2 | Feb 15, 2016 | F | 5,558 | $9.06 | D | 236,296 | D | |
| Common Stock | holding | — | — | — | 5,000 | I | By Spouse | |
| Common Stock | holding | — | — | — | 1,500 | I | By Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.
- F2These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.