SEC Form 4 · accession 0000784199-15-000172

ARTIVION, INC. · AORT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Exec. VP, COO and CFO

Period of report

Dec 28, 2015

Accepted (ET)

Dec 30, 2015 · 3:25 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000784199

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 28, 2015	M	700	$4.83	A	244,669	D
Common Stock^F1	Dec 28, 2015	S	700	$11.00	D	243,969	D
Common Stock	Dec 28, 2015	M	300	$4.83	A	244,269	D
Common Stock	holding	—	—		—	5,000	I	By Spouse
Common Stock	holding	—	—		—	1,500	I	By Children

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock^F2	$4.83	Dec 28, 2015	M	700	D	Feb 23, 2010	Feb 23, 2016	Common Stock	700	12,500	D
Common Stock^F3	$4.83	Dec 28, 2015	M	300	D	Feb 23, 2010	Feb 23, 2016	Common Stock	300	8,200	D

F1The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 16, 2015.
F2Stock option vested 50% per year beginning on the first anniversary of the grant date (February 23, 2009).
F3Stock option vested 33 1/3% per year beginning on the first anniversary of the grant date (February 23, 2009).