SEC Form 4 · accession 0000784199-15-000137
ARTIVION, INC. · AORT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jean F Holloway
Officer — VP, General Counsel
Period of report
Sep 10, 2015
Accepted (ET)
Sep 14, 2015 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000784199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 10, 2015 | A | 7,252 | $0.00 | A | 14,252 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $9.66 | Sep 10, 2015 | A | 20,307 | A | Sep 10, 2016 | Sep 10, 2022 | Common Stock | 20,307 | 20,307 | D |
Explanation of responses
- F1Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.
- F2Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date (September 10, 2015).