SEC Form 4 · accession 0000784199-15-000096
ARTIVION, INC. · AORT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean F Holloway
Officer — VP, General Counsel
Period of report
Apr 1, 2015
Accepted (ET)
Apr 2, 2015 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000784199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2015 | A | 7,000 | $0.00 | A | 7,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $10.28 | Apr 1, 2015 | A | 7,000 | A | Apr 1, 2016 | Apr 1, 2022 | Common Stock | 7,000 | 7,000 | D |
Explanation of responses
- F1Represents shares of restricted stock that cliff vest on April 1, 2018, provided Ms. Holloway's employment with CryoLife continues through such date.
- F2Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date (April 1, 2015).