SEC Form 4 · accession 0000784199-15-000059
ARTIVION, INC. · AORT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Fronk
Officer — VP, Regulatory Affairs
Period of report
Feb 16, 2015
Accepted (ET)
Feb 25, 2015 · 8:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000784199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2015 | M | 15,000 | $9.73 | A | 119,829 | D | |
| Common Stock | Feb 16, 2015 | F | 12,915 | $11.30 | D | 106,914 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $9.73 | Feb 16, 2015 | M | 15,000 | D | Feb 25, 2009 | Feb 25, 2015 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1Stock option vested 33 1/3% per year beginning on the first anniversary of the grant date (February 25, 2008).