SEC Form 4 · accession 0001140361-15-036963
POPE RESOURCES LTD PARTNERSHIP · POPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Dahl
10% Owner
Period of report
Sep 25, 2015
Accepted (ET)
Oct 6, 2015 · 3:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000784011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Limited Partnership UnitsF7 | Sep 25, 2015 | P | 490 | $67.50 | A | 3,765 | I | By Child |
| Limited Partnership UnitsF7 | Sep 28, 2015 | P | 22 | $67.50 | A | 3,787 | I | By Child |
| Limited Partnership UnitsF7 | Sep 29, 2015 | P | 488 | $67.50 | A | 4,275 | I | By Child |
| Limited Partnership Units | holding | — | — | — | 144,827 | D | ||
| Limited Partnership UnitsF1 | holding | — | — | — | 186,168 | I | IRA Accounts | |
| Limited Partnership UnitsF2 | holding | — | — | — | 6,471 | I | By JHD Trust | |
| Limited Partnership UnitsF3 | holding | — | — | — | 26,411 | I | By KMD Trust | |
| Limited Partnership UnitsF4 | holding | — | — | — | 102,842 | I | By JHD Trust FBO KWD | |
| Limited Partnership UnitsF5 | holding | — | — | — | 21,879 | I | By JHD Trust FBO JAD | |
| Limited Partnership UnitsF6 | holding | — | — | — | 29,250 | I | By Dahl Family Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The units are held in two IRA accounts as follows: 53,854 units held by IRA FBO James H. Dahl (ROTH Conversion Account) and 132,314 units held by IRA FBO James H. Dahl (ROTH II-Jefferies).
- F2Shares are owned by the James H. Dahl Irrevocable Trust, 2007, James Schmitt, Trustee.
- F3Units are held by Kathleen M. Dahl Irrevocable Trust, the trustee of which is James H. Dahl.
- F4Units are held by James H. Dahl Trust FBO Kathryn Whitten Dahl, the trustee of which is William L. Dahl.
- F5Units are held by James H. Dahl Trust FBO James Andrew Dahl, the trustee of which is William L. Dahl.
- F6Units are held by Dahl Family Foundation, the trustee of which is William L. Dahl. Neither James H. Dahl nor any member of his family have any pecuniary interest in the units held by the Dahl Family Foundation, Inc.
- F7Units are owned by an adult member of Mr. Dahl's household. Mr. Dahl disclaims beneficial ownership of these units.