SEC Form 4 · accession 0000784011-16-000085
POPE RESOURCES LTD PARTNERSHIP · POPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maria M Pope
Director
Period of report
Sep 16, 2016
Accepted (ET)
Oct 6, 2016 · 11:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000784011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Limited Partnership UnitsF1,F2 | Sep 16, 2016 | P | 400 | $65.44 | A | 21,913 | D | |
| Limited Partnership UnitsF1,F2 | Sep 22, 2016 | P | 500 | $65.18 | A | 22,413 | D | |
| Limited Partnership UnitsF1,F2 | Sep 23, 2016 | P | 200 | $65.50 | A | 22,613 | D | |
| Limited Partnership UnitsF1,F2 | Sep 16, 2016 | P | 600 | $66.23 | A | 23,213 | D | |
| Limited Partnership UnitsF3 | holding | — | — | — | 60,000 | I | By a trust | |
| Limited Partnership UnitsF4 | holding | — | — | — | 239,317 | I | By a limited liability company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1,125 units held jointly with reporting person's spouse for which reporting person disclaims beneficial ownership except to the extent of her pecuniary interest therein.
- F2Includes 620 units previously owned by reporting person's children and reported as beneficially owned by reporting person that are now owned directly by reporting person.
- F3Represents units held by a trust of which the reporting person is a trustee and shares voting and dispositive power. The reporting person disclaims beneficial ownership of securities held in such trust except to the extent of her pecuniary interest therein.
- F4Represents units owned by a limited liability company of which the reporting person is a managing member. The reporting person disclaims beneficial ownership of securities owned by such limited liability company except to the extent of her pecuniary interest therein.