SEC Form 4 · accession 0001209191-18-038617
DAILY JOURNAL CORP · DJCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Patrick Et Al Guerin
Director · 10% Owner
Period of report
Jun 12, 2018
Accepted (ET)
Jun 19, 2018 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2018 | S | 7 | $230.00 | D | 132,343 | I | By the Guerin Family Trust |
| Common Stock | Jun 13, 2018 | S | 12 | $230.00 | D | 132,331 | I | By the Guerin Family Trust |
| Common Stock | Jun 14, 2018 | S | 9 | $230.00 | D | 132,322 | I | By the Guerin Family Trust |
| Common StockF1 | Jun 15, 2018 | S | 522 | $228.51 | D | 131,800 | I | By the Guerin Family Trust |
| Common Stock | Jun 18, 2018 | S | 686 | $230.00 | D | 131,114 | I | By the Guerin Family Trust |
| Common Stock | Jun 19, 2018 | S | 214 | $230.00 | D | 130,900 | I | By the Guerin Family Trust |
| Common Stock | holding | — | — | — | 50,000 | I | By the Fabienne and John Patrick Guerin Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average per share sale price. These shares were sold in multiple transactions at prices ranging from $226.00 to $230.00, inclusive. John Patrick Guerin undertakes to provide to Daily Journal Corporation (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the prices at which these shares were sold.