SEC Form 4 · accession 0000107815-18-000053
WEC ENERGY GROUP, INC. · WEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles R Matthews
Officer — President & CEO - PGL/NSG
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 7:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2018 | A | 975 | $0.00 | A | 9,469 | D | |
| Common Stock | Jan 2, 2018 | F | 106 | $66.015 | D | 9,363 | D | |
| Common Stock | Jan 3, 2018 | F | 143 | $65.6875 | D | 9,220 | D | |
| Common StockF1 | holding | — | — | — | 1,739 | I | ERSP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $66.015 | Jan 2, 2018 | A | 10,580 | A | Jan 2, 2021 | Jan 2, 2028 | Common Stock | 10,580 | 10,580 | D |
Explanation of responses
- F1Includes shares acquired under WEC Energy Group, Inc.'s Employee Retirement Savings Plan (ERSP) in transactions exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). The number of shares in the ERSP attributable to any one participant varies with the price of the Common Stock. The information in this report is based on a plan statement dated as of December 31, 2017.
- F2Options vest 100% on the date indicated.