SEC Form 4 · accession 0000107815-18-000043
WEC ENERGY GROUP, INC. · WEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allen L Leverett
Officer — President · Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 7:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2018 | A | 11,145 | $0.00 | A | 58,537 | D | |
| Common StockF1 | Jan 2, 2018 | F | 853 | $66.015 | D | 56,269 | D | |
| Common StockF2 | Jan 3, 2018 | F | 1,513 | $65.6875 | D | 51,944 | D | |
| Common StockF1,F2 | holding | — | — | — | 34,843 | I | by Trusts | |
| Common StockF3 | holding | — | — | — | 3,073 | I | ERSP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $66.015 | Jan 2, 2018 | A | 120,925 | A | Jan 2, 2021 | Jan 2, 2028 | Common Stock | 120,925 | 120,925 | D |
Explanation of responses
- F1Upon the vesting of restricted stock granted to the reporting person on January 2, 2015, the net shares received after taxes (1,415 shares) were transferred to the reporting person's trust account.
- F2Upon the vesting of restricted stock granted to the reporting person on January 2, 2017, the net shares received after taxes (2,812 shares) were transferred to the reporting person's trust account.
- F3Includes shares acquired under WEC Energy Group, Inc.'s Employee Retirement Savings Plan (ERSP) in transactions exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). The number of shares in the ERSP attributable to any one participant varies with the price of the Common Stock. The information in this report is based on a plan statement dated as of December 31, 2017.
- F4Options vest 100% on the date indicated.