SEC Form 4 · accession 0000107815-17-000047
WEC ENERGY GROUP, INC. · WEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joan M Shafer
Officer — Exec VP-HR & Org Effectiveness
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 8:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 3, 2017 | F | 52 | $58.77 | D | 7,830 | D | |
| Common StockF1 | Jan 3, 2017 | F | 48 | $58.77 | D | 7,782 | D | |
| Common StockF1 | Jan 3, 2017 | A | 1,248 | $0.00 | A | 9,030 | D | |
| Common StockF2 | holding | — | — | — | 2,081 | I | ERSP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $58.305 | Jan 3, 2017 | A | 12,565 | A | Jan 3, 2020 | Jan 3, 2027 | Common Stock | 12,565 | 12,565 | D |
Explanation of responses
- F1Includes shares acquired pursuant to a dividend reinvestment feature of WEC Energy Group's ("WEC") Stock Plus Investment Plan in transactions exempt from Section 16 pursuant to Rule 16a-11.
- F2Includes shares acquired under WEC Energy Group, Inc.'s Employee Retirement Savings Plan (ERSP) in transactions exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). The number of shares in the ERSP attributable to any one participant varies with the price of the Common Stock. The information in this report is based on a plan statement dated as of December 31, 2016.
- F3Options vest 100% on the date indicated.