SEC Form 4 · accession 0000107815-16-000402
WEC ENERGY GROUP, INC. · WEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M Garvin
Officer — Exec Vice President - Ext Affs
Period of report
Aug 18, 2016
Accepted (ET)
Aug 19, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2016 | M | 19,225 | $34.875 | A | 27,710 | D | |
| Common StockF1 | Aug 18, 2016 | S | 19,225 | $61.6178 | D | 8,485 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy) | $34.875 | Aug 18, 2016 | M | 19,225 | D | Jan 3, 2015 | Jan 3, 2022 | Common Stock | 19,225 | 0 | D |
Explanation of responses
- F1This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.54 to $61.74, inclusive. The reporting person undertakes to provide WEC Energy Group ("WEC"), any security holder of WEC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.