SEC Form 4 · accession 0000107815-16-000323
WEC ENERGY GROUP, INC. · WEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gale E Klappa
Director
Period of report
May 16, 2016
Accepted (ET)
May 18, 2016 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2016 | M | 8,915 | $24.92 | A | 157,719 | D | |
| Common Stock | May 16, 2016 | S | 6,518 | $60.16 | D | 151,201 | D | |
| Common Stock | May 16, 2016 | S | 2,397 | $60.17 | D | 148,804 | D | |
| Common Stock | May 17, 2016 | M | 457 | $24.92 | A | 149,261 | D | |
| Common Stock | May 17, 2016 | S | 457 | $60.16 | D | 148,804 | D | |
| Common StockF1 | holding | — | — | — | 3,269 | I | ERSP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $24.92 | May 16, 2016 | M | 8,915 | D | Jan 4, 2013 | Jan 4, 2020 | Common Stock | 8,915 | 122,145 | D |
| Stock Option (right to buy) | $24.92 | May 17, 2016 | M | 457 | D | Jan 4, 2013 | Jan 4, 2020 | Common Stock | 457 | 121,688 | D |
Explanation of responses
- F1Includes shares acquired under WEC Energy Group, Inc.'s Employee Retirement Savings Plan (ERSP) in transactions exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). The number of shares in the ERSP attributable to any one participant varies with the price of the Common Stock. The information in this report is based on a plan statement dated as of April 30, 2016.