SEC Form 4 · accession 0000107815-16-000223
WEC ENERGY GROUP, INC. · WEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles R Matthews
Officer — President & CEO - PGL/NSG
Period of report
Feb 8, 2016
Accepted (ET)
Feb 10, 2016 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 8, 2016 | M | 2,955 | $34.875 | A | 10,315 | D | |
| Common StockF1 | Feb 8, 2016 | S | 2,955 | $58.0326 | D | 7,360 | D | |
| Common StockF2 | holding | — | — | — | 1,632 | I | ERSP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy)F1 | $34.875 | Feb 8, 2016 | M | 2,955 | D | Jan 3, 2015 | Jan 3, 2022 | Common Stock | 2,955 | 13,305 | D |
Explanation of responses
- F1The transaction reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2015.
- F2Includes shares acquired under WEC's Employee Retirement Savings Plan ("ERSP") in transactions exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). The number of shares in the ERSP attributable to any one participant varies with the price of the Common Stock. The information in this report is based on a plan statement dated as of January 31, 2016.