SEC Form 4 · accession 0000107815-16-000189
WEC ENERGY GROUP, INC. · WEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joan M Shafer
Officer — Exec VP-HR & Org Effectiveness
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 6:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2016 | F | 54 | $50.925 | D | 7,090 | D | |
| Common StockF1 | Jan 4, 2016 | F | 51 | $50.925 | D | 7,039 | D | |
| Common StockF1 | Jan 4, 2016 | F | 47 | $50.925 | D | 6,992 | D | |
| Common StockF1 | Jan 4, 2016 | A | 1,203 | $0.00 | A | 8,195 | D | |
| Common StockF2 | holding | — | — | — | 2,015 | I | ERSP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy)F3 | $50.925 | Jan 4, 2016 | A | 13,840 | A | Jan 4, 2019 | Jan 4, 2026 | Common Stock | 13,840 | 13,840 | D |
Explanation of responses
- F1Includes shares acquired pursuant to a dividend reinvestment feature of WEC Energy Group's ("WEC") Stock Plus Investment Plan in transactions exempt from Section 16 pursuant to Rule 16a-11.
- F2Includes shares acquired under WEC's Employee Retirement Savings Plan ("ERSP") in transactions exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). The number of shares in the ERSP attributable to any one participant varies with the price of the Common Stock. The information in this report is based on a plan statement dated as of December 31, 2015.
- F3Options vest 100% on the date indicated.