SEC Form 4 · accession 0000107815-15-000012
WEC ENERGY GROUP, INC. · WEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan H. Martin
Officer — Executive VP & General Counsel
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2015 | A | 1,650 | $0.00 | A | 7,243 | D | |
| Common StockF1 | Jan 2, 2015 | F | 263 | $52.895 | D | 6,980 | D | |
| Common StockF1 | Jan 2, 2015 | F | 289 | $52.895 | D | 6,691 | D | |
| Common StockF1 | Jan 5, 2015 | F | 69 | $52.89 | D | 6,622 | D | |
| Common StockF2 | holding | — | — | — | 4,548 | I | ERSP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $52.895 | Jan 2, 2015 | A | 18,920 | A | Jan 2, 2018 | Jan 2, 2025 | Common Stock | 18,920 | 18,920 | D |
Explanation of responses
- F1Includes shares acquired pursuant to a dividend reinvestment feature of Wisconsin Energy Corporation's Stock Plus Investment Plan in transactions exempt from Section 16 pursuant to Rule 16a-11.
- F2Includes shares acquired under Wisconsin Energy Corporation's Employee Retirement Savings Plan (ERSP) in transactions exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). The number of shares in the ERSP attributable to any one participant varies with the price of the Common Stock. The information in this report is based on a plan statement dated as of December 31, 2014.
- F3Options vest 100% on the date indicated.