SEC Form 4 · accession 0001567619-19-006761
VISTA GOLD CORP · VGZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W. Rozelle
Officer — Senior Vice President
Period of report
Mar 8, 2019
Accepted (ET)
Mar 12, 2019 · 8:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 8, 2019 | M | 400 | $0.52 | A | 352,341 | D | |
| Common Shares | Mar 8, 2019 | S | 400 | $0.77 | D | 351,941 | D | |
| Common Shares | Mar 11, 2019 | M | 14,775 | $0.52 | A | 366,716 | D | |
| Common Shares | Mar 11, 2019 | S | 14,775 | $0.77 | D | 351,941 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | $0.52 | Mar 8, 2019 | M | 400 | D | Sep 8, 2014 | Mar 25, 2019 | Common Shares | 400 | 24,600 | D |
| Common Shares | $0.52 | Mar 11, 2019 | M | 14,775 | D | Sep 8, 2014 | Mar 25, 2019 | Common Shares | 14,775 | 9,825 | D |