SEC Form 4 · accession 0001567619-18-001538
VISTA GOLD CORP · VGZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick Hume Earnest
Officer — President and CEO · Director
Period of report
Aug 18, 2018
Accepted (ET)
Aug 21, 2018 · 1:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 18, 2018 | M | 104,133 | $0.00 | A | 1,175,225 | D | |
| Common Shares | Aug 18, 2018 | F | 45,819 | $0.516 | D | 1,129,406 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units ("RSUs")F1 | $0.00 | Aug 18, 2018 | M | 104,133 | D | — | Aug 18, 2019 | Common Shares | 104,133 | 18,933 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018.