SEC Form 4 · accession 0001140361-18-035765
VISTA GOLD CORP · VGZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick Hume Earnest
Officer — President and CEO · Director
Period of report
Aug 4, 2018
Accepted (ET)
Aug 7, 2018 · 3:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 4, 2018 | M | 25,333 | $0.00 | A | 1,082,239 | D | |
| Common Shares | Aug 4, 2018 | F | 11,147 | $0.58 | D | 1,071,092 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units ("RSUs")F1 | — | Aug 4, 2018 | M | 25,333 | D | — | Aug 4, 2020 | Common Shares | 25,333 | 164,667 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018.