SEC Form 4 · accession 0001140361-18-035761
VISTA GOLD CORP · VGZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Engele
Officer — Senior VP - CFO
Period of report
Aug 4, 2018
Accepted (ET)
Aug 7, 2018 · 3:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 4, 2018 | M | 10,933 | $0.00 | A | 393,503 | D | |
| Common Shares | Aug 4, 2018 | F | 4,811 | $0.58 | D | 388,692 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units ("RSUs")F1 | $0.00 | Aug 4, 2018 | M | 10,933 | D | — | Aug 4, 2020 | Common Shares | 10,933 | 71,067 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018.