SEC Form 4/A · accession 0001140361-17-033092
VISTA GOLD CORP · VGZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John W. Rozelle
Officer — Senior Vice President
Period of report
Aug 8, 2017
Accepted (ET)
Aug 23, 2017 · 3:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 8, 2017 | M | 62,800 | $0.00 | A | 277,097 | D | |
| Common SharesF1 | Aug 8, 2017 | F | 23,017 | $0.71 | D | 254,080 | D | |
| Common SharesF2 | Aug 8, 2017 | M | 75,000 | $0.00 | A | 329,080 | D | |
| Common SharesF2 | Aug 8, 2017 | F | 27,489 | $0.71 | D | 301,591 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Aug 8, 2017 | M | 82,400 | D | — | — | Common Shares | 82,400 | 0 | D |
| Restricted Stock UnitsF2 | $0.00 | Aug 8, 2017 | M | 75,000 | D | — | — | Common Shares | 75,000 | 15,000 | D |
Explanation of responses
- F1Partial vesting of grant of 206,000 RSUs on 7/29/14, previously reported on Form 4 filed with the SEC on 7/31/14. Each RSU represents a contingent right to receive one share of VGZ common stock.
- F2Partial vesting of grant of 150,000 RSUs on 7/28/15, previously reported on a Form 4 filed with the SEC on 7/30/15. Each RSU represents a contingent right to receive one share of VGZ common stock.