SEC Form 4 · accession 0001140361-17-032971
VISTA GOLD CORP · VGZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Engele
Officer — Senior VP - CFO
Period of report
Aug 18, 2017
Accepted (ET)
Aug 22, 2017 · 2:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 18, 2017 | M | 8,134 | — | A | 381,253 | D | |
| Common Shares | Aug 18, 2017 | F | 3,712 | $0.77 | D | 377,541 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Aug 18, 2017 | M | 8,134 | D | — | Aug 18, 2019 | Common Shares | 8,134 | 52,866 | D |
Explanation of responses
- F1Partial vesting of grant of 61,000 RSUs on 8/18/2016 previously reported on Form 4 filed with the SEC on 8/22/2016. Each RSU represents a contingent right to receive one share of VGZ common stock.