SEC Form 4 · accession 0001140361-17-032969
VISTA GOLD CORP · VGZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick Hume Earnest
Officer — President and CEO · Director
Period of report
Aug 18, 2017
Accepted (ET)
Aug 22, 2017 · 2:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 18, 2017 | M | 18,934 | — | A | 981,314 | D | |
| Common Shares | Aug 18, 2017 | F | 7,460 | $0.77 | D | 973,854 | D | |
| Common SharesF2 | Aug 18, 2017 | M | 29,279 | — | A | 1,003,133 | D | |
| Common Shares | Aug 18, 2017 | F | 11,536 | $0.77 | D | 991,597 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Aug 18, 2017 | M | 18,934 | D | — | Aug 18, 2019 | Common Shares | 18,934 | 123,066 | D |
| Restricted Stock UnitsF2 | $0.00 | Aug 18, 2017 | M | 29,279 | D | — | Aug 18, 2017 | Common Shares | 29,279 | 0 | D |
Explanation of responses
- F1Partial vesting of grant of 142,000 RSUs on 8/18/2016 previously reported on Form 4 filed with the SEC on 8/22/2016. Each RSU represents a contingent right to receive one share of VGZ common stock.
- F2Vesting of grant of 29,279 RSUs on 8/18/2016 previously reported on Form 4 filed with the SEC on 8/22/2016. Each RSU represents a contingent right to receive one share of VGZ common stock.