SEC Form 4 · accession 0001140361-17-031217
VISTA GOLD CORP · VGZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John F Engele
Officer — Senior VP - CFO
Period of report
Aug 8, 2017
Accepted (ET)
Aug 10, 2017 · 8:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 8, 2017 | M | 97,200 | $0.00 | A | 354,150 | D | |
| Common SharesF1 | Aug 8, 2017 | F | 44,361 | $0.00 | D | 309,789 | D | |
| Common SharesF2 | Aug 8, 2017 | M | 116,500 | $0.00 | A | 426,289 | D | |
| Common SharesF2 | Aug 8, 2017 | F | 53,170 | $0.00 | D | 373,119 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Aug 8, 2017 | M | 97,200 | D | — | — | Common Shares | 97,200 | 0 | D |
| Restricted Stock UnitsF2 | $0.00 | Aug 8, 2017 | M | 116,500 | D | — | — | Common Shares | 116,500 | 23,300 | D |
Explanation of responses
- F1Partial vesting of grant of 243,000 RSUs on 7/29/14, previously reported on Form 4 filed with the SEC on 7/31/14. Each RSU represents a contingent right to receive one share of VGZ common stock.
- F2Partial vesting of grant of 233,000 RSUs on 7/28/15, previously reported on a Form 4 filed with the SEC on 7/30/15. Each RSU represents a contingent right to receive one share of VGZ common stock.