SEC Form 5 · accession 0001140361-17-005412
VISTA GOLD CORP · VGZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
C Thomas Ogryzlo
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 9, 2017 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Sep 9, 2016 | M | 30,000 | $0.36 | A | 143,374 | D | |
| Common Shares | Sep 9, 2016 | M | 8,000 | $0.52 | A | 151,374 | D | |
| Common Shares | Sep 9, 2016 | S | 38,000 | $1.014 | D | 113,374 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option | $0.36 | Sep 9, 2016 | M | 10,000 | D | Dec 30, 2013 | Dec 30, 2018 | Common Shares | 10,000 | 10,000 | D |
| Director Stock Option | $0.36 | Sep 9, 2016 | M | 10,000 | D | Feb 14, 2014 | Dec 30, 2018 | Common Shares | 10,000 | 0 | D |
| Director Stock Option | $0.36 | Sep 9, 2016 | M | 10,000 | D | Sep 8, 2014 | Dec 30, 2018 | Common Shares | 10,000 | 0 | D |
| Director Stock Option | $0.52 | Sep 9, 2016 | M | 8,000 | D | Sep 8, 2014 | Mar 25, 2019 | Common Shares | 8,000 | 0 | D |