SEC Form 4/A · accession 0001140361-15-033131
VISTA GOLD CORP · VGZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John W. Rozelle
Officer — Senior Vice President
Period of report
Aug 10, 2015
Accepted (ET)
Aug 21, 2015 · 6:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 10, 2015 | M | 11,633 | $0.00 | A | 95,279 | D | |
| Common Stock | Aug 10, 2015 | S | 4,038 | $0.29 | D | 91,241 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Aug 10, 2015 | M | 11,633 | D | — | — | Common Shares | 11,633 | 51,367 | D |
Explanation of responses
- F1Partial vesting of restricted stock units previously reported on Form 4 filed with the Securities and Exchange Commission on August 12, 2013.
- F2Total adjusted to reflect Form 4 amendment filed with the Securities and Exchange Commission on August 20, 2015.