SEC Form 4 · accession 0001140361-15-031504
VISTA GOLD CORP · VGZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Frederick Hume Earnest
Officer — President and CEO · Director
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 9:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 10, 2015 | M | 33,495 | $0.00 | A | 308,405 | D | |
| Common Shares | Aug 10, 2015 | S | 11,839 | $0.299 | D | 296,566 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Aug 10, 2015 | M | 33,495 | D | — | — | Common Shares | 33,495 | 372,505 | D |
Explanation of responses
- F1Partial vesting of restricted stock units previously reported on Form 4 filed with the Securities and Exchange Commission on August 12, 2013.