SEC Form 4/A · accession 0001140361-15-002439
VISTA GOLD CORP · VGZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John W. Rozelle
Officer — Senior Vice President
Period of report
Nov 17, 2014
Accepted (ET)
Jan 22, 2015 · 11:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 5, 2014 | D | 41,795 | $0.00 | D | 85,358 | D | |
| Common StockF1 | Nov 17, 2014 | F | 17,523 | $0.33 | D | 67,835 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock grant on November 16, 2011, included an additional 50,000 shares which were referenced in a footnote and subject to performance criteria; all 50,000 RSUs were cancelled on 11/17/14.