SEC Form 4 · accession 0000919574-16-015077
VISTA GOLD CORP · VGZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
SUN VALLEY GOLD MASTER FUND, LTD
10% Owner
Period of report
Dec 17, 2015
Accepted (ET)
Aug 19, 2016 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 17, 2015 | P | 56,245 | $0.2775 | A | 10,425,290 | D | |
| Common Stock | Dec 18, 2015 | P | 3,400 | $0.2775 | A | 10,428,690 | D | |
| Common Stock | Dec 22, 2015 | P | 3,600 | $0.2966 | A | 10,432,290 | D | |
| Common Stock | Dec 28, 2015 | P | 24,975 | $0.285 | A | 10,457,265 | D | |
| Common Stock | Dec 30, 2015 | P | 23,596 | $0.29 | A | 10,480,861 | D | |
| Common Stock | Jan 15, 2016 | P | 8,305 | $0.28 | A | 10,489,166 | D | |
| Common Stock | Jan 25, 2016 | P | 18,679 | $0.28 | A | 10,507,845 | D | |
| Common Stock | Jan 25, 2016 | P | 445 | $0.28 | A | 10,508,290 | D | |
| Common Stock | Feb 1, 2016 | P | 14,816 | $0.29 | A | 10,523,106 | D | |
| Common Stock | Feb 5, 2016 | P | 8,985 | $0.2994 | A | 10,532,091 | D | |
| Common StockF1 | Aug 3, 2016 | P$0 | 737,500 | — | A | 11,269,591 | D | |
| Common Stock | Aug 18, 2016 | P | 86,900 | $1.095 | A | 11,356,491 | D | |
| Common Stock | Aug 18, 2016 | P | 86,987 | $1.0923 | A | 11,443,478 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1 | $1.92 | Aug 3, 2016 | P | 368,750 | A | Aug 3, 2016 | Aug 8, 2019 | Common Stock | 368,750 | 368,750 | D |
Explanation of responses
- F1The Reporting Person purchased 737,500 Units on August 8, 2016 for $1.40 per Unit. Each Unit is comprised of one share of common stock of the Issuer (each, a "Common Share") and one-half Common Share purchase warrant (each whole warrant, a "Warrant"). The Units separated into Common Shares and Warrants immediately upon closing of the offering.
Remarks
Sun Valley Gold Master Fund, Ltd. disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.